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  • Gallocast - Episode 12: Halloween and Day of the Dead

    Gallocast - Episode 12: Halloween and Day of the Dead
    2023/11/03
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the Gallocast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is an excellent insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It is like listening to the Brothers Gallo talk about compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance. Halloween and Day of the Dead are just past us as the Brothers Gallo return for another Gallocast. Nick Gallo, in discussing SBF and FTX, emphasizes the importance of legal guidance and accountability in navigating complex ethical issues. He believes in the power of effective communication and strategic leadership in advocating for corporate ethics and compliance. On the other hand, Gio Gallo, with his focus on storytelling and advocacy, stresses the significance of securing budget allocation towards compliance and ethics from the executive suite. He believes a cultural shift within the organization involving a diverse group of individuals is crucial in addressing compliance and ethics challenges. Join Tom Fox, Nick Gallo, and Gio Gallo as they delve deeper into these topics in this episode of the GalloCast podcast. Key Highlights SBF and Advice of Counsel defense. Where does the leadership buck stop? RTW or WFH. How should an employer(s) approach this topic? DS Disco- Why would 25% of the workforce write a letter to BOD asking them to fix corporate culture? At what point should a start-up build out its internal controls? How about a compliance program? How transparent should your whistleblowing process be with a reporter? UM, the football program, is being investigated for electronic sign stealing. What happens if a whistleblower allegation is made in bad faith? Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico Tom Fox  Connect with me on the following sites: Instagram Facebook YouTube Twitter LinkedIn
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    42 分
  • GalloCast: Episode 11 - CEOs Behaving Badly

    GalloCast: Episode 11 - CEOs Behaving Badly
    2023/09/22
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the Gallocast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance. Football season returns to this brings another season of the GalloCast. Nick and Gio are both known for their outspoken nature and deep understanding of workplace dynamics, CEO-worker relationships, and ethical decision-making. Nick believes in the importance of ethical sourcing, labor and social responsibility, and community engagement in creating a beneficial workplace environment. He emphasizes the role of the compliance and ethics team in ensuring ethical practices and the balance between self-interest and the well-being of employees and stakeholders. On the other hand, Gio stresses the importance of authenticity and cultural change in improving workplace dynamics. He believes that a mere change in name or logo is not enough, there needs to be an authentic push by leadership to build a culture of integrity. Join Tom Fox and the Gallo brothers, Nick and Gio, on this episode of the GalloCast. Key Highlights: ·       Do workers need to see pain? ·       CEOs behaving badly. 2 top CEOs resign for having affairs with subordinates or outright harassment. Rubiales resigns.  ·       Huge oil field discovered of Namibia. How should a company prepare?     ·       SEC probes Musk corporate perks.     ·       CBRE busted over pre-taliation. Why having the right contract language is important.  ·       Will a name change for SNC-Lavalin help it overcome its corrupt past?     ·       SCCE. What are you expecting? Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico Tom Fox  Connect with me on the following sites: Instagram Facebook YouTube Twitter LinkedIn
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    41 分
  • Episode 10 – The Seven Year Anniversary Edition

    Episode 10 – The Seven Year Anniversary Edition
    2023/07/21
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the Gallocast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance. This podcast episode focuses on the importance of proper oversight and diligence when it comes to CCOs and other corporate leaders. The discussion highlights the implications of the Supreme Court’s ruling on diversity hiring, the need for internal controls implementation, the potential of ESG investment ROI, the consequences of unethical behavior, and the need for Deutsche Bank to address its culture of ethics. This episode emphasizes the need to create a culture of compliance and oversight within organizations in order to protect against fraud and mismanagement.to navigate these challenging issues in the corporate world. Tune in to GalloCast now! Key Highlights FTX CCO charged Diversity after Supreme Court. Is it still important? At what level should you apply DD to new hires? Executive level or something else ESG-positive or negative for shareholders BOA follows Wells Fargo with a fake accounts scandal. KPMG caught cheating in The Netherlands Deutsche Bank fails to meet DPA requirements. Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico Tom Fox Connect with me on the following sites: Instagram Facebook YouTube Twitter LinkedIn
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    57 分
  • Episode 9, Live at ECI

    Episode 9, Live at ECI
    2023/05/11
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight into compliance brought to you by the co-CEOs of Ethico. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance. In this episode of the GalloCast, the trio discusses some of the most challenging issues companies face regarding ethics and compliance. They start by diving into the recent $767 million fine slapped on British American Tobacco for colluding to sell cigarettes into North Korea, violating sanctions. They debate who should be held accountable for changing a company’s culture, how deep-rooted biases can affect decision-making, and the effectiveness of regulatory enforcement. The discussion covers the intricacies of ethics in different business models, including distributor and commissioned sales agent models. They also discuss the risks and benefits of a conservative approach and the adaptability of ethics and compliance programs. The episode concludes by discussing cultural fit in mergers or acquisitions and how finding common ground and preserving distinctness can be accomplished. Don’t miss out on the wealth of insights and practical advice on navigating these challenging issues in the corporate world. Tune in to GalloCast now! Key Highlights: BAT’s illegal sales to North Korea Determining Right and Wrong in Corporate Decisions Balancing Values and Profit in Business Balancing Compliance and Ethics Programs Adapting Ethics & Compliance Programs Ethics and Compliance Teams in Companies Dangers of Groupthink in Decision-Making Culture’s Role in Business Mergers and Acquisitions Cultural Integration in Mergers & Acquisitions Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico Tom Fox  Connect with me on the following sites: Instagram Facebook YouTube Twitter
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    32 分
  • Gallocast - Episode 8

    Gallocast - Episode 8
    2023/03/31
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight into compliance brought to you by the co-CEOs of Ethico. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the Sunday dinner table. Hosted by Tom Fox, the Voice of Compliance. In the GalloCast, Episode 8, I visit with brothers Nick and Gio Gallo to discuss topics from Silicon Valley Bank’s $200 billion accounting fraud to the importance of daddy-daughter dates. We debate the role of leadership and the importance of non-financial incentives for corporate compliance. Nick and Gio touch on discussions about risk and return in banking, the impact of social media, and metrics for executive performance assessment, urge people to reach out for help when struggling, and encourage leaders to create a workplace that fosters connection, compassion, and understanding. Listen to the GalloCast and learn to be a better leader and person.  Key Highlights ·       The Impact of Low-Interest Rates and Yield Chasing: Discussing the Silicon Valley Bank Collapse  ·       The Impact of Silicon Valley Bank's Composition of Depositors and Yield Chasing on the Stock Market Crash. ·       The Risks of Taking Big Swings: A Look at Silicon Valley Bank Leadership  ·       The Role of a Bank's Chief Risk Officer in Times of Crisis and the Implications of a Zero Interest Policy. ·       The return on capital and the risks to improve income for short-term gain. ·       The Role of Executive Leadership in setting Company Goals and Values.  ·       Rewarding Compliance to Promote a Positive Culture ·       Corporate Transparency and Measures to Assess Compliance Team Performance  ·       Measuring the Effectiveness of Compliance Teams ·       Creating Space to Talk About Mental Well-being in the Workplace ·       Creating an Empathetic Workplace for Stress Relief and Support ·       Creating a Comfortable and Supportive Workplace Environment ·       The Benefits of Creating Lasting Memories with Loved Ones ·       The Impact of Daddy-Daughter Activities on Emotional Bonding Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico Tom Fox  Connect with me on the following sites: Instagram Facebook YouTube Twitter LinkedIn
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    52 分
  • Gallocast-Episode 7

    Gallocast-Episode 7
    2023/02/24
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Tom Fox peppers questions to Nick Gallo and Gio Gallo from Ethico, with topics like what companies should consider doing business in Ukraine and how to identify great business risks. They also provide an understanding on compliance, changing human behavior, and techniques to get around ethical controls. Topics are spiced up with references to the recent Pope's speech and advancements in technology. Be sure to tune in and don't miss out on the educational insights and witty dialogue between the brothers. Key Highlights ·       Logistical Challenges of Working in Ukraine –[00:04:00] ·       Compliance as an Opportunity to Manage Business Risk - [00:07:20] ·       The Role of Persuasion in Ethics and Compliance -[00:10:40] ·        US Semiconductor Industry Moves Away from Supply Chains - [00:13:43] ·        Risk Assessment and Crowdsourcing -[00:17:00]  ·       The Ineffectiveness of Risk Assessment Strategies - [00:20:30] ·       Behavioral Psychology in Compliance Programs and Compliance Discipline -[00:23:50]  ·       CEO Understanding of Compliance and Its Impact on Budgeting -[00:27:00] ·       The Benefits of Exploring Different Perspectives Through Reading -[00:29:52]  ·       The Ethical Implications of AI Generated Content - [00:36:25] ·       The Impact of Technology on the Economy – [00:39:37] ·       The Power of Simplifying Your Policy with Technology –[00:42:40] ·       Pope’s Condemnation of Corruption - [00:46:02]  Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico
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    45 分
  • Gallocast-Episode 6

    Gallocast-Episode 6
    2022/12/23
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Topics in this episode include: ABB-how the company’s leadership made cooperation with the DOJ such a priority that even though it was a threepeat offender it got a discount from the fine and no monitor. Danske Bank-how the simple decision not to integrate the Estonia branch into the home company’s ERP and DD systems led to a catastrophic failure of over $260bn in money-laundering. Wells Fargo fined $3.7bn this week. Since 2000, the bank as paid out over $22bn in fines and penalties. Why can’t the bank fix it broken culture? Elon Musk and Leadership. Why is stability or something like it so critical in the corporate arena. Patriots lose on final play in what has been called the ‘stupidest play of all time’. Belichick said it was a lack of ‘situational awareness. Why does a leader need to be aware of the facts and circumstances for each decision.  Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico
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    39 分
  • Gallocast - Episode 5

    Gallocast - Episode 5
    2022/12/08
    Welcome to the GalloCast. You have heard of the Manningcast in football. Now we have the GalloCast in compliance. The two top brothers in compliance, Nick and Gio Gallo, come together for a free-form exploration of compliance topics. It is a great insight on compliance brought to you by the co-CEOs of ComplianceLine. Fun, witty, and insightful with a dash of the two brothers throughout. It’s like listening to the Brothers Gallo talk compliance at the dinner table. Hosted by Tom Fox, the Voice of Compliance. Topics in this episode include: FTX Elizabeth Holmes sentenced. End of an era in tech? Compliance program incentives and clawbacks.  Assessing culture.  Monaco Memo Resources Nick Gallo on LinkedIn Gio Gallo on LinkedIn Ethico
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    32 分