• Investigations Lifecycle Insights

  • 著者: Mayer Brown
  • ポッドキャスト

Investigations Lifecycle Insights

著者: Mayer Brown
  • サマリー

  • Mayer Brown’s "Investigations Lifecycle Insights" series provides guidance and tips on the mechanics of both internal and external (or regulator-led) investigations in the context of financial services. Covering the period from the time allegations are first made and an investigation is launched, through to its conclusion, and remediation post-investigation, each episode in the series covers a different stage or process within a typical "life cycle" of an investigation, and discusses overarching global themes in investigations from different jurisdictional standpoints.
    ©2024 Mayer Brown
    続きを読む 一部表示

あらすじ・解説

Mayer Brown’s "Investigations Lifecycle Insights" series provides guidance and tips on the mechanics of both internal and external (or regulator-led) investigations in the context of financial services. Covering the period from the time allegations are first made and an investigation is launched, through to its conclusion, and remediation post-investigation, each episode in the series covers a different stage or process within a typical "life cycle" of an investigation, and discusses overarching global themes in investigations from different jurisdictional standpoints.
©2024 Mayer Brown
エピソード
  • Conducting effective witness interviews
    2022/12/14

    Welcome back to the tenth episode in this podcast series. We are joined by four partners from Mayer Brown's global Dispute Resolution practice: Chris Chapman and James Whitaker in London, Susanne Harris in Hong Kong and Glen Kopp in New York, with London based Dispute Resolution senior associate Amanda Plowden asking the questions. The team further explores themes covered in previous episode 6 (Initial considerations for uncovering the facts) and examines the specific issues that may arise in how employee interviews (or any witness of fact) are conducted in the US and Hong Kong. The team also discusses the pros and cons of recording witness interviews via audio or video recording.

     

    続きを読む 一部表示
    13 分
  • Conducting effective and efficient document reviews
    2022/11/18

    Welcome back for the ninth episode in this podcast series. We are joined by four partners from Mayer Brown's global Dispute Resolution practice: Chris Chapman and James Whitaker in London, Susanne Harris in Hong Kong and Glen Kopp in New York, with London based Dispute Resolution senior associate Amanda Plowden asking the questions. The team further explores themes covered in previous episode 6 (Initial considerations for uncovering the facts) and examines the ways in which clients can conduct data collection and review efficiently, for example, by employing AI techniques. The team also examines regulatory views on GDPR in the context of document reviews and data sharing.

    続きを読む 一部表示
    10 分
  • Examining Trends in Client Cooperation
    2022/10/11

    Welcome back for the eighth episode in this podcast series. We are joined by four partners from Mayer Brown's global Dispute Resolution practice: Chris Chapman and James Whitaker in London, Susanne Harris in Hong Kong and Glen Kopp in New York, with London based Dispute Resolution senior associate Amanda Plowden asking the questions. The team examines the issue of client cooperation for external (or regulator-led) investigations, and discusses relevant considerations and possible approaches when it comes to that cooperation. The team also examines cooperation considerations in the context of ESG (Environmental, Social and Governance) focused investigations.

    続きを読む 一部表示
    11 分

Investigations Lifecycle Insightsに寄せられたリスナーの声

カスタマーレビュー:以下のタブを選択することで、他のサイトのレビューをご覧になれます。